Funding Societies | Modalku Group
Funding Societies | Modalku Group is looking for a seasoned and knowledgeable professional to join our team as (Senior) Manager, Compliance. In this key role, you will be responsible for overseeing and enhancing our compliance framework, ensuring full adherence to regulatory requirements, and driving the implementation of effective compliance programs and processes.
The ideal candidate will bring deep expertise in the financial services industry and a thorough understanding of the ASEAN regulatory landscape. Working cross-functionally with teams across sales, business operations, and senior management, you will play a critical role in shaping and executing compliance strategies that support both our regulatory obligations and broader business objectives.
- Maintain an effective compliance framework for our lending-related franchise and ensure the Group's adherence to regulatory requirements.
- Assist and implement compliance policies, procedures, and controls to mitigate regulatory risks and promote ethical behavior within the organization.
- Conduct regular assessments and monitor changes in financial services regulatory requirements to identify potential compliance gaps and recommend appropriate actions.
- Provide guidance and interpretation of regulatory requirements to internal stakeholders and facilitate training programs to promote awareness and understanding of compliance obligations.
- Collaborate with cross-functional teams to assess the impact of new products, services, or business initiatives on compliance requirements and ensure proper integration of compliance controls.
- Participate in audits, inspections, and regulatory examinations on compliance related topics.
- Foster a strong compliance culture within the organization by promoting ethical behavior, integrity, and accountability at all levels.
- Bachelor's or master's degree in a relevant field (e.g., finance, law, business administration, etc.).
- 8 or more years of experience in compliance management with several years of experience in money lending-related industries or a related field.
- Comprehensive knowledge of ASEAN regulations, guidelines, and industry best practices for money lending companies.
- Excellent analytical and problem-solving abilities to assess complex compliance issues and propose effective solutions.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with diverse stakeholders at all levels of the organization.
- Professional certifications such as Certified Compliance Professional (CCP) or Certified Anti-Money Laundering Specialist (CAMS) are highly desirable.
Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia. Funding Societies | Modalku is licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. Funding Societies | Modalku is backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and medium-sized enterprises (SMEs), which is crowdfunded by individual and institutional investors.
